The topic of research under MiFID II has been a popular discussion lately amongst top firms at JWG’s MIG meetings. MiFID II demands that...

The Capital Markets Union (CMU) is the European Commission’s (EC) plan to mobilise capital in Europe through growth, reduce the EU economy’s reliance on...

As the public cloud services market continues to mature and grow – up from $178bn in 2015 to $209bn in 2016, according to research...

As we’ve covered frequently on this site, incumbents are spending billions complying with the thousands of new, granular obligations demanded by FS regulators. So why,...

On 31 January 2017, ESMA published a consultation paper seeking feedback by the end of Q1 on its draft guidelines regarding the transfer of...
conduct risk, regtech and conduct, regtech conference

Improving the culture and codes of conduct within financial services firms has been a longstanding issue of contention since the financial crisis.  Combatting negative...

On 17 January, ESMA published advice received from the Securities and Markets Stakeholder Group (SMSG) in relation to the consultation on MiFID II product...
Basel III Implementation, European Commission, Risk reform, CRR II

On 23 November 2016, the European Commission published its proposal for a comprehensive reform package aimed at continuing risk reduction and to further strengthen...
ISIN, MiFID II ISIN

In our preceding article about ISINs, we explored the pursuit of a universal OTC identifier, and discussed what has occurred in Europe to fix...
RegTech, TechSprint, FCA regtech, project innovate

Tom Groenfeldt of Forbes has been speaking to PJ Di Giammarino, CEO of JWG, about the FCA’s recent TechSprint event and how technology can...