On 28 February 2017, I was pleased to chair our second RegTech Capital Markets Conference in London.  As many have been asking how it...

The common image of a cybercriminal is that of a slovenly, yet highly-skilled, individual sitting alone in a basement having not seen daylight in...

On 31 January 2017, ESMA published a consultation paper seeking feedback by the end of Q1 on its draft guidelines regarding the transfer of...
conduct risk, regtech and conduct, regtech conference

Improving the culture and codes of conduct within financial services firms has been a longstanding issue of contention since the financial crisis.  Combatting negative...

Big data and financial regulation share two striking resemblances: both are overwhelming and largely impenetrable to the uninitiated.  Although combining the two is pursued...

Never mind a busy December, all in all, it was a busy year for financial regulation as shown in one of our previous articles,...
mifir data reporting, mifir, mifid LEI

Just before the Christmas break, as part of its quick-fire release of numerous important updates, ESMA published a new Questions and Answers document that...

The Payment Services Directive (PSD) was adopted in 2007 as a means for providing a legal foundation for establishing safer and easier electronic payment...

The push for increased transparency following the financial crisis has had a visible impact on the financial services industry.  Many regulations have created similar,...

In a week which has seen cyber-risk cement itself on the agendas of regulators across the world, we’ve witnessed action in the trading space with...