With 23 June just around the corner and a vote deciding the future of the UK in the EU on the horizon, we at...

Last week was an embarrassing week around the globe for a number of high profile politicians, sports personalities, multinationals, law firms, the rich and...
financial services regulation, fs regulation summary

In the post-Easter week, regulators were busy shining a spotlight on remuneration practices in the industry.  We saw the EBA releasing a report looking...

FinCEN’s proposed rules on beneficial ownership due diligence, the incoming 4th Money Laundering Directive (AMLD IV) and now the UK’s Register of People with...

The attacks in Paris and the continued threats posed by the Islamic State of Iraq and the Levant (ISIL) have once again seen fresh...

An EY report released this week in conjunction with the UK Treasury, declared the UK to be the highest ranking FinTech sector in the...

FATF updates – renewing effort to tackle terrorism A special three-session meeting to discuss tackling terrorist financing was organised by the Financial Action Task...
client due diligence, money laundering directive due diligence, fatf de-risking clients

The UK, EU and the Financial Action Task force have promoted banks to adopt and implement a measured approach to de-risking clients that pose...
Chief Compliance Officer, CCO, nysdfs aml regulation, senior managers regime, SMR, smr implementation, senior managers regime implementation

There will no doubt be many concerned faces amongst senior management this year as the new rules for the Senior Managers and Certification Regime...

AMLD IV has placed emphasis on a risk-based approach to counter financial crime and terrorist financing. Few would argue against this approach. It is...

This website sets cookies on your device. To find out more about how we use cookies, please refer to our Privacy and Cookie Policy. By continuing to use this website without changing your cookie settings, you agree to this. Click here for more information

When someone visits our websites we use a third party service, Google Analytics, to collect standard internet log information (such as IP address and type of browser they’re using) and details of visitor behaviour patterns. We do this to allow us to keep track of the number of visitors to the various parts of the site and understand how our websites are used. This information is only processed in a way which does not identify anyone. We do not make, and do not allow Google to make, any attempt to find out the identities of those visiting our website. You can find out more about how we use cookies, including Google analytics, in the section marked ‘Cookies’ below. In any instance where we collect personal data through our websites, we will make this clear and will set out how we will use this. We will only use your personal data in a way that is compatible with the uses outlined to you, except where it’s necessary for us to do otherwise - for example, where we have a legal obligation to disclose this. We won’t share your information with any other organisations for marketing, market research or commercial purposes and we don’t pass on your details to other websites.

Close