Challenges are on the horizon for firms subject to the Securities Financing Transactions Regulation enforced through the European Commission.  The Securities Financing Transactions Regulation,...

Let’s face it, getting data right is never easy and, with MiFID II's drive for transparency kicking into high gear, the risks of getting reporting wrong are greater than...

With MiFID II’s implementation date of 3 January 2018 fast approaching, investment firms need to prepare for the changes that will be brought about...

On 13 September 2017, JWG held their third Client Management Special Interest Group (CMS), with attendees from over a dozen buy-side, sell-side and technology...

With only 3 months left before the implementation of MiFID II, on 28 August 2017 the European Commission published a delegated regulation which added to...

New rules on algorithmic trading, such as those quickly approaching from MiFID II, are cause for preparation across the industry, with various regulations in...

The implementation of trade and transaction reporting was intended to improve transparency and mitigate systematic risk in the derivatives markets. To achieve this, global...

Commodity derivative trading is just one of the many topic areas under MiFID II that firms need to ensure they are prepared for before...

Over the past quarter, we have made considerable progress towards the creation of a RegTech Council. In this members-only issue we cover our latest activity in the...

In the eight years since the G20’s Pittsburgh summit, regulatory forces have reshaped the complexity of market infrastructure.  Unfortunately, there has not been a...