The financial services industry is nearing a regulatory crisis point; detailed rules are being written in huge volumes, by regulatory bodies struggling to keep...

On 28 February 2017, I was pleased to chair our second RegTech Capital Markets Conference in London.  As many have been asking how it...

In fewer than 230 days – 7.5 working months from now, the biggest regulatory change since the 2008 financial crisis is set to come...

On 21 January 2017, the European Commission (EC) published a delegated regulation and an implementing regulation in the Official Journal amending the RTS and ITS...

Never mind a busy December, all in all, it was a busy year for financial regulation as shown in one of our previous articles,...
mifir data reporting, mifir, mifid LEI

Just before the Christmas break, as part of its quick-fire release of numerous important updates, ESMA published a new Questions and Answers document that...
ISIN, MiFID II ISIN

In our preceding article about ISINs, we explored the pursuit of a universal OTC identifier, and discussed what has occurred in Europe to fix...

In the past month, we’ve celebrated the holiday season and brought in the new year, but there has been no rest for the wicked...

Yesterday, ESMA published a note - originally from 2 October - regarding the potential for a delay to MiFID II.  The note is categorical...

Julia Schieffer, the founder and editor of DerivSource.com, recently interviewed PJ Di Giammarino, CEO of JWG Group, on some of the key stumbling blocks...