Following one of the Trump administration’s financial executive orders, the US Treasury Department issued a report which calls for regulators to streamline reporting obligations...

Commodity derivative trading is just one of the many topic areas under MiFID II that firms need to ensure they are prepared for before...

In our previous article we announced some of the key findings from our recent buy-side focused MiFID survey. Now we are pleased to announce...

The topic of research under MiFID II has been a popular discussion lately amongst top firms at JWG’s MIG meetings. MiFID II demands that...

Not long now - in less than 6 months’ time - both MiFID II and PRIIPs will become effective across EU Member States. ESMA recently...

The financial services industry is nearing a regulatory crisis point; detailed rules are being written in huge volumes, by regulatory bodies struggling to keep...

On 28 February 2017, I was pleased to chair our second RegTech Capital Markets Conference in London.  As many have been asking how it...

In fewer than 230 days – 7.5 working months from now, the biggest regulatory change since the 2008 financial crisis is set to come...

The common image of a cybercriminal is that of a slovenly, yet highly-skilled, individual sitting alone in a basement having not seen daylight in...

The sheer number of overlapping regulatory reporting regimes makes compliance difficult. MiFID II, which comes into effect in January 2018, significantly expands the...

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