On 13 September 2017, JWG held their third Client Management Special Interest Group (CMS), with attendees from over a dozen buy-side, sell-side and technology...

A granular understanding of the several types of costs and charges is important for all market participants.  These can have a substantial effect on investors’ returns...

New rules on algorithmic trading, such as those quickly approaching from MiFID II, are cause for preparation across the industry, with various regulations in...

Following one of the Trump administration’s financial executive orders, the US Treasury Department issued a report which calls for regulators to streamline reporting obligations...

Commodity derivative trading is just one of the many topic areas under MiFID II that firms need to ensure they are prepared for before...

In our previous article we announced some of the key findings from our recent buy-side focused MiFID survey. Now we are pleased to announce...

The topic of research under MiFID II has been a popular discussion lately amongst top firms at JWG’s MIG meetings. MiFID II demands that...

Not long now - in less than 6 months’ time - both MiFID II and PRIIPs will become effective across EU Member States. ESMA recently...

The financial services industry is nearing a regulatory crisis point; detailed rules are being written in huge volumes, by regulatory bodies struggling to keep...

On 28 February 2017, I was pleased to chair our second RegTech Capital Markets Conference in London.  As many have been asking how it...