The financial services industry is nearing a regulatory crisis point; detailed rules are being written in huge volumes, by regulatory bodies struggling to keep...

On 28 February 2017, I was pleased to chair our second RegTech Capital Markets Conference in London.  As many have been asking how it...

In fewer than 230 days – 7.5 working months from now, the biggest regulatory change since the 2008 financial crisis is set to come...

Never mind a busy December, all in all, it was a busy year for financial regulation as shown in one of our previous articles,...

In April 2016, European Supervisory Authorities (ESA) submitted a draft Regulatory Technical Standards (RTS) for Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation, focusing...

Following on from part 1 of this article, where we highlighted the benefits of the MiFID II Implementation Group (MIG) and how it has...

The Financial Conduct Authority (FCA) published its third consultation paper (CP3) with regards to the implementation of the revised Markets in Financial Instruments Directive...

On the 14 September 2016 there was a staggering majority vote against the EU Commission’s Regulatory Technical Standards (RTS) for the PRIIPS key information...

In part 1 of this article, we examined three of the six key areas of overlap between the regulations on PRIIPs and MiFID II/R. ...

On 17 June 2016, the Council of the European Union approved a one-year delay to the MiFID II transposition and implementation dates.  Under the...