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In Megan Butler’s speech on creating a more effective approach to combatting financial crime, she posed the question “can technology help make your compliance...

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In our previous article we announced some of the key findings from our recent buy-side focused MiFID survey. Now we are pleased to announce...

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90% of buy-side firms believe they are at either high or medium risk of not being compliant by the January 2018 deadline, despite this...

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The topic of research under MiFID II has been a popular discussion lately amongst top firms at JWG’s MIG meetings. MiFID II demands that...

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One of the many weaknesses that the financial crisis exposed was the feeble transparency framework in financial markets.  In response, MiFID II and MiFIR...

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Not long now - in less than 6 months’ time - both MiFID II and PRIIPs will become effective across EU Member States. ESMA recently...

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16 May 2017 signalled the end of the European Commission’s public consultation period on the operations of the European Supervisory Authorities.  The purpose of...

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In exactly one year, the General Data Protection Regulation (GDPR) will apply across the European Union, yet firms are struggling to prepare for new...

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What image is conjured up when you hear the term “cybercriminal”?  A Guy Fawkes mask partially concealed underneath a black hoodie to the accompaniment...

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The Capital Markets Union (CMU) is the European Commission’s (EC) plan to mobilise capital in Europe through growth, reduce the EU economy’s reliance on...
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