FCA initiatives

FCA initiatives

Latest
conduct risk, regtech and conduct, regtech conference

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Improving the culture and codes of conduct within financial services firms has been a longstanding issue of contention since the financial crisis.  Combatting negative...

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One of the costliest and most troublesome activities that financial institutions face is complying with regulations. With information technology having already revolutionised consumer financial...
FCA 4th CP, FCA MiFID II, FCA MiFID Consultation, FCA Tied agents, FCA specialist regimes

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On 16 December 2016, the Financial Conduct Authority (FCA) published their fourth and final consultation paper (CP) on implementing MiFID II regulations into domestic...

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The FCA have released a video of the November TechSprint event on their RegTech webpage, which can be found here. The video, which features...
RegTech, TechSprint, FCA regtech, project innovate

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Tom Groenfeldt of Forbes has been speaking to PJ Di Giammarino, CEO of JWG, about the FCA’s recent TechSprint event and how technology can...
TechSprint, FCA, RegTech, Project Innovate, FCA RegTech

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After an action-packed two days of innovative ideas, collaborative spirit and technical expertise, JWG, are pleased to report that our participation at the FCA’s...
RegTech, FCA TechSprint, FCAsprint

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With the FCA’s commitment to innovation and to becoming a global leader in the development and adoption of RegTech solutions, JWG is excited to...

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The Financial Conduct Authority (FCA) published its third consultation paper (CP3) with regards to the implementation of the revised Markets in Financial Instruments Directive...

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On 18 July 2016, the FCA produced a consultation paper (CP16/18) outlining suggestions on how to prepare the rulebook for the introduction of PRIIPS.  PRIIPS,...

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The FCA have now officially published the findings from their consultation with the industry on the development of RegTech. This is a much awaited...
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