With only 3 months left before the implementation of MiFID II, on 28 August 2017 the European Commission published a delegated regulation which added to...

A granular understanding of the several types of costs and charges is important for all market participants.  These can have a substantial effect on investors’ returns...

Following one of the Trump administration’s financial executive orders, the US Treasury Department issued a report which calls for regulators to streamline reporting obligations...

Introduction With less than 5 months left before the deadline for MiFID II on 3 January 2018, firms are still grappling with the implementation...

Commodity derivative trading is just one of the many topic areas under MiFID II that firms need to ensure they are prepared for before...

Over the past quarter, we have made considerable progress towards the creation of a RegTech Council. In this members-only issue we cover our latest activity in the...

In Megan Butler’s speech on creating a more effective approach to combatting financial crime, she posed the question “can technology help make your compliance...

In our previous article we announced some of the key findings from our recent buy-side focused MiFID survey. Now we are pleased to announce...

90% of buy-side firms believe they are at either high or medium risk of not being compliant by the January 2018 deadline, despite this...

The topic of research under MiFID II has been a popular discussion lately amongst top firms at JWG’s MIG meetings. MiFID II demands that...